Investment Disclaimers
Investment Advisory Disclosure
Investment advisory services are offered through Emerson Equity LLC, a Registered Investment Adviser. Diamond Mountain Financial LLC provides those services through its registered persons, who are Registered Representatives and Financial Advisors of Emerson Equity LLC. Registration with the Securities and Exchange Commission does not imply a certain level of skill or training.
Securities and Brokerage Services
Registered Representative and Financial Advisor of Emerson Equity LLC. Securities and investment advisory services are offered through Emerson Equity LLC, Member FINRA/SIPC and a Registered Investment Adviser. Emerson Equity LLC is not otherwise affiliated with Diamond Mountain Financial LLC or any other entity identified herein, and no such affiliation should be implied by references on this website. Advisory services are separate and distinct from brokerage services, and different rules, standards, and compensation structures may apply to each type of service. Investors are encouraged to review Emerson Equity LLC’s Client Relationship Summary (Form CRS) for information regarding services, fees, costs, and potential conflicts of interest, as well as how to obtain additional firm details. Additional information about the advisory business is available in Emerson Equity LLC’s Form ADV at adviserinfo.sec.gov.
Insurance services are offered by Jonathan Pop (CA Insurance Number 4261127) and Andrew Roberson (CA Insurance Number 0E70290).
No Guarantee of Results
Investing involves risk, including the possible loss of principal. Past performance is not indicative of future results. There is no guarantee that any investment strategy will achieve its objectives. The value of investments may fluctuate, and investors may receive back less than they invest.
Not Tax or Legal Advice
The information provided on this website and by our advisors is for general educational purposes only. It does not constitute tax advice, legal advice, accounting advice, or investment advice tailored to your specific situation. You should consult qualified tax and legal counsel before making financial decisions.
Hypothetical and Forward-Looking Statements
Some content on this website includes hypothetical client scenarios and projections. These are for illustrative purposes only and do not represent actual clients or actual results. Hypothetical or simulated performance results have inherent limitations and should not be relied upon as indicators of future results.
Forward-looking statements involve known and unknown risks and uncertainties. Actual outcomes may differ materially from those expressed or implied.
Testimonials and Endorsements
Client testimonials on this website reflect the individual experiences of those clients and may not be representative of the experiences of all clients. Diamond Mountain Financial does not guarantee that any current or prospective client will achieve the same or similar results. All testimonials on this website comply with SEC Marketing Rule requirements, including disclosure of whether clients were compensated and of any material conflicts of interest.
SEC Marketing Rule Compliance
Marketing communications on this website are prepared in accordance with the SEC’s Investment Adviser Marketing Rule (Rule 206(4)-1 under the Investment Advisers Act of 1940) and are subject to review and approval by Emerson Equity LLC. In accordance with this rule:
- All testimonials and endorsements include required disclosures
- No false or misleading statements are made
- Hypothetical performance is clearly identified as such
- Cherry-picking of investment results is prohibited
Third-Party Information
Links to third-party websites are provided for convenience only. Diamond Mountain Financial does not endorse, control, or assume responsibility for the content of third-party sites. Information from third parties is believed to be reliable but is not independently verified.
Contact Information
For questions about these disclosures, please contact us at team@diamondmountainfinancial.com.